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United States

Toward a New Nuclear Arms Control Framework Arrangement

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Volume 14, Issue 7
October 26, 2022

Following Russia’s full-scale invasion of Ukraine in February, the United States indefinitely suspended the U.S.-Russian Strategic Stability Dialogue, a longstanding forum in which the two sides planned to lay the groundwork for more formal bilateral talks on a successor to the only current but soon-expiring nuclear arms control agreement between them: the 2010 New Strategic Arms Reduction Treaty (New START).

This is certainly not the first time throughout the long history of U.S.-Russian dialogue on arms control, disarmament, and risk reduction that talks between the world’s two largest nuclear-armed states have come to a standstill. Nevertheless, for more than five decades, leaders in both countries have overcome vast ideological and geopolitical differences and disputes to, out of a shared recognition of the great dangers of nuclear weapons, establish and maintain mutually verifiable limits on their respective nuclear arsenals. Since the first two agreements struck in 1972, the United States and Russia (and the former Soviet Union) have negotiated a series of nuclear arms control and arms reduction agreements that have successfully strengthened strategic stability, provided highly-valued predictability, and reduced the risk of nuclear war.

In support of such benefits of arms control, U.S. President Joseph Biden and Russian President Vladimir Putin agreed last year to extend New START, as allowed by the treaty text, until Feb. 5, 2026. As a result, the United States and Russia have continued to adhere to the limitations on their nuclear arsenals under New START, with the most recent regular biannual exchange conducted on Sept. 1.

At the same time, however, Putin continues to warn of potential Russian nuclear weapon use as a response to any perceived interference in Ukraine, existential threat to Russia, or threat to what the federation calls its “territorial integrity,” which includes the four recently illegally annexed Ukrainian regions. Although the likelihood of nuclear use remains low, the United States and its allies and partners must meet nuclear threats with utmost seriousness, condemnation, and consequence.

Even while rallying the world in support of Ukraine’s defense against Russia’s invasion and ongoing attacks, Washington must pursue the negotiation of a new arms control arrangement to supersede New START sooner rather than later.

“No matter what else is happening in the world,” said Biden on Sept. 21, “the United States is ready to pursue critical arms control measures.”

Despite such statements from Biden, as well as senior Russian officials, arms control talks have not begun, in part due to ongoing differences over how and when to resume New START on-site inspections, which have been paused since 2020 due to the coronavirus pandemic as well as Russian implementation concerns. Even if such talks began soon, the time left until 2026 is not much for the two countries to hold formal, time-consuming treaty negotiations and secure any necessary domestic support for the new arrangement.

If the treaty should expire in 2026 with no replacement, it would mark the first time since 1972 that the world’s two largest nuclear arsenals are entirely unconstrained.

In addition, Russia’s catastrophic war in Ukraine has vastly exacerbated uncertainty on what, if any, arms control arrangement may follow New START.

Putin’s war of choice on Ukraine is absolutely indefensible and reprehensible, and Russia has rightly been hit with very real consequences from countries across the world. The pursuit of formal arms control negotiations with Moscow nonetheless is necessary, if only to ensure that the Russian nuclear arsenal remains constrained, subject to a verification regime, and open to a measure of transparency. The alternative in which the two sides fail to negotiate a new nuclear arms control framework will only heighten the factors leading to strategic instability and nuclear war, exacerbate the difficulties of engaging China and other nuclear-armed states in the nuclear risk reduction and disarmament enterprise, and open the door for a global nuclear arms race that benefits no one.

Now is the time to evaluate the potential approaches to the creation of a new nuclear arms control framework.

The Value and Status of New START

The last major nuclear arms control negotiation between Washington and Moscow took place more than a decade ago. After 11 months of negotiations—a historically rather short timeline for striking arms control deals—U.S. President Barack Obama and Russian President Dmitry Medvedev signed New START in April 2010.

The treaty limits U.S. and Russian strategic nuclear arsenals to 1,550 warheads deployed on 700 delivery vehicles, including intercontinental ballistic missiles (ICBMs), sea-launched ballistic missiles (SLBMs), and heavy bombers assigned to a nuclear mission.

New START entered into force in February 2011 with an expiration date of 10 years, though it could be extended for an additional five years upon mutual agreement. Washington and Moscow had until February 2018 to cut their respective nuclear arsenals to those limits, and they successfully did so, with Russia significantly reducing its number of deployed warheads on ballistic missiles.

Over the ensuing years, the U.S. and Russian arsenals would naturally fluctuate based on the particular maintenance and upgrade schedules for the nuclear weapons components. Washington and Moscow have both remained at or below the treaty limits since 2018. Following the demise of the 1987 Intermediate-Range Nuclear Forces (INF) Treaty in 2019, New START became the last treaty limiting U.S. and Russian nuclear arsenals.

An integral part of New START has been the establishment of a rigorous verification regime.

The treaty allows 18 on-site inspections per country per year and requires regular notifications on the status of strategic delivery vehicles and launchers, data exchanges twice a year on the makeup of each country’s strategic nuclear arsenal, as well as the formation of the Bilateral Consultative Commission (BCC) to handle any compliance or implementation concerns that might arise.

This regime provides crucial, detailed information about the strategic nuclear arsenals of the world’s top two owners of nuclear weapons that cannot currently be gained through another avenue. The U.S. Defense Department has gone on the record emphasizing the great value it places on the information about Russia’s nuclear arsenal gathered due to New START.

Former and then-current government and military officials as well as national security leaders also spoke out strongly in favor of extending New START by five years until 2026, which Biden and Putin agreed to do in February 2021, just two days before the treaty’s expiration.

The pandemic disrupted business as usual when it came to both the New START verification regime and the talks on an arms control arrangement to follow the treaty after its expiration—all of which Russia’s illegal invasion of Ukraine in February 2022 has further disrupted as well as imperiled.

The United States and Russia mutually decided to suspend on-site inspections, as well as indefinitely delay a meeting of the BCC, in March 2020 as the coronavirus tore across the world. The two countries started to hammer out how to restart inspections about a year ago. However, Moscow informed Washington in August 2022 of its decision to temporarily prohibit inspections of its nuclear weapons-related facilities subject to New START.

The Russian Foreign Ministry has claimed that there are ongoing unresolved issues, including adjusted inspection procedures to account for situations in which coronavirus spreads among the crews and inspectors, as well as difficulties the Russian flight crew and inspectors have encountered when trying to obtain visas and permissions to enter airspace controlled by the United States and its allies and partners. The latter has occurred primarily as the United States and its allies and partners, such as the North Atlantic Treaty Organization (NATO), have imposed steep costs on Russia for its invasion of Ukraine.

Russia’s announcement regarding inspections came during the second week of the monthlong review conference for the 1968 nuclear Nonproliferation Treaty (NPT), which brought together leaders from nuclear and non-nuclear weapon states at the United Nations headquarters in New York City.

Biden and Putin released statements on the first day of the conference Aug. 1, in which they each emphasized their commitment to nuclear arms control, disarmament, and nonproliferation.

The United States and Russia were already going to be on the hot seat at the conference due to a widespread view among NPT states-parties that the two countries, along with the other three NPT-recognized nuclear-weapon states (China, France, and the United Kingdom), have not upheld their treaty obligation to genuinely pursue nuclear disarmament.

With New START expiring in less than four years and no replacement arms control arrangement in sight, plus the more than two-year ongoing break in on-site inspections, Washington and Moscow have little ground to stand on to say that they have been fulfilling their NPT commitments since the last review conference in 2015.

The Current Generation of Security Concerns

For years, the United States and Russia have been suggesting differing agendas on what to cover in the next arms control arrangement after New START. The road to future U.S.-Russian arms control has long been forecast to be divisive and arduous, as well as reliant on political will.

After New START’s official extension in 2021, the Biden administration began to broadly outline its priorities for what might come next, particularly aiming to limit for the first time Russian non-strategic, or tactical, nuclear weapons. Moscow is estimated to have about 1,900 tactical nuclear weapons, all in central storage.

In addition, Washington wants to incorporate new Russian nuclear weapon delivery systems, such as those officially unveiled by Putin in 2018 and 2019 like the nuclear-powered, nuclear-tipped torpedo named Poseidon, and to explore options for arms control with China.

In contrast to the Trump administration’s initial effort to condition the extension of New START on establishing some sort of future U.S.-Russian-Chinese arms control arrangement, the Biden administration has taken a different approach toward conducting arms control talks with Beijing by suggesting bilateral U.S.-Chinese talks.

The current U.S. approach toward China on arms control, though requiring increased attention by the Biden administration, makes sense for two reasons. First, Beijing has yet to engage in the kind of nuclear arms control and disarmament treaties signed by Washington and Moscow, which struck their first arms control deal in 1972. It would be difficult for China to jump into an ongoing arms control process, outside Beijing’s preferred multilateral arena, with which the United States and Russia have much more established, though strained, relations on the issue.

Second, the Chinese nuclear weapons arsenal is estimated to be at 350, which is significantly smaller than the U.S. nuclear arsenal of about 4,000 and the Russian arsenal of about 4,500. Even if Beijing continues with the rapid expansion of its arsenal to amass 700 strategic nuclear warheads by 2027 and 1,000 by 2030 as projected by the Pentagon, it will still be numerically smaller than those of the United States and Russia. An arms control arrangement that requires equal numerical limits on all parties, like New START, would therefore be a non-starter for China.

Beijing has repeatedly expressed adamant resistance to engaging in bilateral or trilateral arms control talks over the years, instead stating its preference for multilateral arms control and stipulating that its involvement depends on U.S. and Russian nuclear arsenals first decreasing to the size of the Chinese arsenal. By setting realistic expectations with China, Washington may be able to see some long-sought-after progress, which may look as straightforward as formally establishing a bilateral strategic stability dialogue.

In addition, a concern repeatedly popping up in U.S.-Russian dialogue would be addressed for the time being with a U.S.-Chinese strategic stability dialogue underway, which can ideally be paired with efforts in other fora as well. In other words, Russia’s common refrain to the U.S. demand to include China in any future arms control arrangement is to require the participation of France and the United Kingdom as well. By addressing other nuclear powers in alternative venues, such as in a separate bilateral dialogue or in the P5 process, and essentially dividing the multitude of contentious issues on the table into different, though parallel, strains, Washington and Moscow could make some headway bilaterally.

Russia also brings to the table concerns with U.S. missile defenses, which Washington has long resisted putting up for negotiation, and U.S. non-strategic weapons deployed in Europe, estimated at about 100. Since the demise of the INF Treaty in 2019, Moscow has aimed to address at least a portion of the missiles formerly banned by this accord (ground-launched nuclear and conventional, ballistic and cruise missiles with ranges between 500 and 5,500 kilometers) in the next arms control arrangement.

The United States and Russia do share, however, a recognition of the fact that what may follow New START might not be a traditional arms control treaty, but rather another type of arms control arrangement or arrangements. The makeup of the U.S. Senate essentially guarantees the impossibility of procuring advice and consent on the ratification of a new U.S.-Russian arms control treaty. Therefore, the two sides must consider alternative forms of agreement, including an executive agreement.

Russia communicated its agenda to the United States and NATO in two separate proposals for agreements on broader security guarantees delivered to Washington and Brussels in December 2021. The Russian proposals were laden with non-starters (such as a proposed commitment from the United States and NATO to prohibit further NATO expansion), making it apparent that the documents were not ultimately serious in nature and thus intended for rejection.

Russian Proposals on Security Guarantees to the United States and NATO, Dec. 15, 2021 U.S. and NATO Responses to Russia, Jan. 26, 2022
Arms Control, Risk Reduction, and Transparency

Parties shall not deploy ground-launched, intermediate- and short-range missiles either outside their national territories or inside their national territories from which the missiles can strike the national territory of the other party.

The United States is prepared to begin discussions on arms control for ground-based intermediate- and short-range missiles and their launchers. NATO calls for Russia to engage with the United States on these discussions.

The United States is prepared to discuss transparency measures to confirm the absence of Tomahawk cruise missiles at Aegis Ashore sites in Romania and Poland, so long as Russia provides reciprocal transparency measures on two ground-launched missile bases of U.S. choosing in Russia.

No similar articles.

The United States proposes to begin discussions immediately on follow-on measures to New START, including on how future arms control would cover all U.S. and Russian nuclear weapons (strategic and non-strategic, deployed and non-deployed) and new kinds of nuclear-armed intercontinental-range delivery vehicles. NATO calls for Russia to engage with the United States on these discussions.

NATO calls for all states to recommit to their international arms control, disarmament, and nonproliferation obligations and commitments, such as toward the Chemical Weapons Convention and Biological Weapons Convention. NATO calls for Russia to resume implementation of the Conventional Armed Forces in Europe Treaty.

NATO is ready to consult on ways to reduce threats to space systems and to promote a free and peaceful cyberspace.

Sources: Article 6, Russia Proposal to U.S.; Article 5, Russia Proposal to NATO; Pages 3 and 4, U.S. Response to Russia; Article 9, NATO Response to Russia
Nuclear and Conventional Forces Posture

Parties shall not deploy nuclear weapons outside their national territories and shall destroy all existing infrastructure for deployment of nuclear weapons outside of their national territories.

Parties shall not train military and civilian personnel from non-nuclear countries to use nuclear weapons or conduct exercises that include scenarios involving the use of nuclear weapons.

The United States and NATO are prepared to discuss areas of disagreement between NATO and Russia on U.S. and NATO force posture, including possibly the deployment of U.S. nuclear weapons in Europe, and discuss conventional forces concerns, including enhanced transparency and risk reduction through the Vienna Document.

NATO is prepared to discuss holding reciprocal briefings on Russia's and NATO's nuclear policies.

Sources: Article 7, Russia Proposal to U.S.; Article 4, Russia Proposal to NATO; Page 3, U.S. Response to Russia; Article 9, NATO Response to Russia
NATO-Russia Relations

Parties reaffirm that they do not consider each other as adversaries.

Parties shall not undertake actions, participate in activities, or implement security measures that undermine the security interests of the other party. Parties shall not use the territories of other states to execute an armed attack against the other party.

Parties shall settle all international disputes by peaceful rather than forceful means. Parties shall use fora such as the NATO-Russia Council to address issues or settle problems. Parties shall establish telephone hotlines.

NATO poses no threat to Russia.

NATO believes that tensions and disagreements must be resolved through dialogue and diplomacy, rather than through the threat or use of force. NATO calls for Russia's immediate de-escalation around Ukraine. 

NATO supports re-establishing NATO and Russian mutual presence in Moscow and Brussels and establishing a civilian telephone hotline.

Sources: Articles 1 and 3, Russia Proposal to U.S.; Articles 1, 2, and 3, Russia Proposal to NATO; Articles 1, 2, and 7, NATO Response to Russia
NATO Expansion

All NATO member states shall commit to prohibit any further NATO expansion, to include denying the accession of Ukraine. The United States shall not establish military bases in or develop bilateral military cooperation with former USSR states who are not part of NATO. 

The United States and NATO are committed to supporting NATO's open door policy. The United States is willing to discuss reciprocal transparency measures and commitments by both the United States and Russia to not deploy offensive ground-launched missile systems and permanent combat forces in Ukraine.

Sources: Article 4, Russia Proposal to U.S.; Article 6, Russia Proposal to NATO; Pages 1 and 2, U.S. Response to Russia; Article 8, NATO Response to Russia
Military Maneuvers and Exercises 

Parties shall regularly inform each other about military exercises and main provisions of their military doctrines.

Parties shall not deploy armed forces in areas where the deployment could be perceived by the other party as a threat to its national security (except when the deployment is within the national territories of the parties).

Parties shall not fly heavy bombers (whether nuclear or non-nuclear) or deploy surface warships in areas outside national airspace and national territorial waters where they can strike targets in the territory of the other party. 

Parties shall maintain dialogue to prevent dangerous military activities at sea.

NATO calls for Russia to withdraw its forces from Ukraine, Georgia, and Moldova.

The United States is prepared to discuss confidence building measures regarding ground-based military exercises in Europe (to include modernization of the Vienna Document) and to explore an enhanced exercise notification regime and nuclear risk reduction measures (including strategic nuclear bomber platforms).

The United States and NATO are prepared to explore measures to prevent incidents at sea and in the air (to include discussing enhancements in the Incidents at Sea Agreement and the Vienna Document).

Sources: Article 5, Russia Proposal to U.S.; Articles 2, 3, and 7, Russia Proposal to NATO; Pages 2 and 3, U.S. Response to Russia; Articles 8 and 9, NATO Response to Russia
Reaffirmation of UN Charter

Parties shall ensure that all international organizations or military alliances in which at least one party participates adhere to the principles contained in the United Nations Charter. 

NATO remains committed to the fundamental principles and agreements underpinning European security, including the United Nations Charter.

Sources: Article 2, Russia Proposal to U.S.; Article 8, Russia Proposal to NATO; Article 3, NATO Response to Russia

Though flawed, pieces of the Russian proposals touch upon concerns that the United States and its allies and partners share, suggesting possible options for future arms control arrangements. For instance, both the proposals to the United States and NATO included an iteration of Moscow’s suggestion for a moratorium on the deployment of INF missiles. Limiting at least some of the missiles once banned by the INF Treaty—which the Pentagon has begun developing but has struggled to lock down basing options for abroad—would benefit the United States by helping to avoid an arms race of INF-like missiles and prevent the reintroduction of additional, unnecessary nuclear capabilities into Europe as well as Asia.

Of course, if not doing so already, the United States will have to grapple with the significant changes in the strategic and geopolitical environment in which the United States and Russia now operate— changes that inescapably affect the realm of arms control. For instance, Moscow has depleted its conventional forces throughout its brutal assault on Ukraine and will therefore have to spend considerable time and money as the war drags on or after the war to rebuild those forces. Consequently, as acknowledged by the Biden administration’s National Security Strategy publicly released Oct. 12, Moscow may funnel most funds toward rebuilding its conventional arsenal and increase reliance on its nuclear deterrent, all while dealing with an expansion of NATO.

Lastly, it is important to note that arms control talks would take place against the backdrop of Putin’s recent and thinly veiled threats to use nuclear weapons several times, including a few days into the renewed Russian invasion of Ukraine and, most recently, after the illegal annexation of four Ukrainian regions.

“We will defend our land with all the forces and resources we have, and we will do everything we can to ensure the safety of our people,” he said on Sept. 30. In late February, he also ordered the move of “Russia’s deterrence forces to a special regime of combat duty.” The scenarios in which Putin may consider nuclear use, most of which Russia outlined in its June 2020 policy, include if any country attempts to interfere in the war on Ukraine, if Moscow perceives a threat to Russia’s existence, or if Moscow perceives a threat to what it calls its “territorial integrity.”

Although the possibility of the actual use of nuclear weapons is low, it is not zero, with some analysts suggesting Russia may use nuclear weapons in a strike at a Ukrainian military facility or in a “nuclear display,” such as the detonation of a nuclear weapon over the Black Sea or the Arctic Ocean. Putin’s nuclear threats must be taken seriously.

There is unquestionable, considerable daylight between the U.S. and Russian agendas for a future arms control arrangement that, considered alongside Putin’s war of choice in Ukraine, portends a rather gloomy outlook for arms control in a post-New START world. However, nuclear arms control remains in the best security and safety interests of both the United States and Russia, not to mention the entire world, especially at such a time of growing nuclear threats and risks of escalation and miscalculation.

Redefining Arms Control in the Current Age

The United States refuses to engage in “arms control for arms control’s sake,” argued Marshall Billingslea, then-special envoy for arms control at the U.S. State Department, in May 2020. At the time, less than a year before New START was set to expire, the Trump administration had yet to put forward a concrete proposal on either the treaty’s extension or an alternative arms control arrangement to supersede the treaty.

When the Trump administration’s proposal did arrive in October 2020, it was a poison pill meant to ensure the expiration of New START with no replacement, a result that arms control opponents such as Billingslea wanted.

In December 2019, Putin tabled an offer to extend the treaty for five years with no preconditions. Ultimately, the Trump administration left the issue of New START extension up to the Biden administration, which agreed in February 2021 to the extension.

Billingslea’s charge served as a common retort to those who wanted to see the treaty extended. The Trump administration had argued that New START “does not reflect today’s reality,” citing how the treaty neither included China nor covered Russian novel and tactical nuclear weapon systems. Extending New START and pursuing those additional arms control objectives, however, were not mutually exclusive. Endeavors to expand the arms control architecture to include additional types of nuclear weapons and additional nuclear-armed countries have an arguably stronger fighting chance without having to simultaneously worry about the dangers of unconstrained U.S. and Russian nuclear arsenals.

The overall benefits of arms control, whether undertaken in times of relationship highs or lows, can be many, including avoiding an action-reaction arms race; reducing incentives to preemptively strike adversary conventional and/or nuclear forces; lowering the chances of inadvertent escalation; increasing transparency and predictability; and saving money. In general, arms control can be defined as a form of mutual agreement or commitment through which states aim to reduce nuclear risks.

This definition of arms control is broad, as it should be. Traditionally, the concept of arms control has been primarily thought of as referring to formal treaties imposing specific limits on or the elimination of particular components of U.S. and Russian/Soviet nuclear arsenals. However, with the advent of new and emerging technologies affecting strategic stability, the development and deployment of new nuclear weapon delivery systems (such as Russia’s Poseidon), the advancing abilities of existing nuclear weapon systems (such as the increased maneuverability of ballistic missiles), as well as the high disinclination that the U.S. Senate would support new arms control treaties, the traditional understanding of arms control has warranted a reevaluation.

U.S.-Russian Nuclear Arms Control Agreements
Strategic Arms Limitation Talks (SALT) (1969-1972)
  • The Interim Agreement
    • Pledged not to construct new ICBM silos or significantly increase their size. Capped the number of SLBM launch tubes and SLBM-carrying submarines.
  • Anti-Ballistic Missile (ABM) Treaty
    • Permitted deployment of two fixed, ground-based defense sites of 100 missile interceptors each. Later adjusted to limit each to one regional defense of 100 ground-based missile interceptors to protect either the capital or an ICBM field.
Intermediate-Range Nuclear Forces (INF) Treaty (1987)
  • Required the elimination of all nuclear and conventional ground-launched ballistic and cruise missiles with ranges of 500-5,500 km
  • Led to the destruction of 2,692 treaty-accountable missiles by 1991
Strategic Arms Reduction Treaty (START) (1991)
  • Limited each to 6,000 warheads and 1,600 delivery vehicles (ICBMs, SLBMs, heavy bombers)
Strategic Offense Reductions Treaty (SORT or Moscow Treaty) (2002)
  • Reduced deployed strategic nuclear forces to 1,700-2,200 warheads each
  • Warhead limit set to take effect and expire on the same day, December 31, 2012
  • Relied upon START verification regime
New Strategic Arms Reduction Treaty (New START) (2010)
  • Superseded SORT
  • Limits each side to 1,550 strategic nuclear warheads deployed on 700 strategic delivery systems and limits deployed and nondeployed launchers to 800

Strategic stability can be affected by a variety of capabilities, whether nuclear or non-nuclear (e.g., conventional weapons as well as cyber operations) and offensive or defensive. Most often, strategic stability is defined as the union of crisis stability, in which nuclear powers are deterred from launching a nuclear first strike against one another, and arms race stability, in which two adversaries do not have an incentive to build up their strategic nuclear forces.

The 1972 Anti-Ballistic Missile (ABM) Treaty between the United States and the Soviet Union underscored the interrelationship between defensive and offensive systems by imposing limits on anti-missile systems. At the heart of the treaty, from which Washington withdrew in 2002, stood the recognition that the acquisition of ever-more capable offensive weapons would result in efforts by targeted states to acquire defenses against those weapons, sparking a never-ending cycle of competitive one-upmanship and upending strategic stability.   

As another example of this concept, multiple countries are pursuing new classes of hypersonic weapons: hypersonic boost-glide vehicles and hypersonic cruise missiles. The United States is developing conventional-only hypersonics, while China and Russia have also deployed or continued to develop nuclear or dual-capable hypersonics. New hypersonic weapon capabilities have ignited a new arms race among nuclear-armed countries to master this technology first, as well as a drive to develop anti-hypersonic defenses. Furthermore, a 2019 study conducted by United Nations two disarmament bodies found that some countries may perceive certain types of hypersonic weapons as a strategic threat regardless of whether they are conventional- or nuclear-armed.

The new types of hypersonic weapons are but one category of numerous new and emerging technological military capabilities entering the field today and arguably adding new factors to the strategic stability calculation. A sophisticated cyber operation, depending on its intent, can wreck deleterious effects directly on a country’s nuclear weapons arsenal (e.g., nuclear-capable delivery vehicles or the command, control, and communications systems) or indirectly on the confidence and situational awareness of those who decide whether to employ nuclear weapons. Artificial intelligence (AI) generates its own set of risks given the variety of applications that possess a form of cognitive capability and fall beneath the wide AI umbrella; for example, an overreliance on AI-enabled systems could prompt humans to make premature or misguided decisions, leading to armed conflict and possibly nuclear war.

All this to say, arms control must work to integrate all the new and emerging military capabilities and technologies, from nuclear to non-nuclear, capable of making waves in the nuclear realm, as well as take into consideration the various threat perceptions held by nuclear-armed countries. Given the breadth of capabilities and concerns on the table, arms control must encompass a broad range of initiatives, including not only traditional legally binding treaties but also risk reduction, crisis management, and confidence-building measures, such as establishing hotlines between high-brass military officials. Future arms control arrangements must also consider limitations or reductions across different domains (e.g., outer space, cyberspace) and different capabilities (e.g., nuclear delivery vehicles, conventional hypersonic weapons), in a style known as asymmetric arms control.

There are certainly lessons to be learned from past or expiring arms control agreements. New START, for instance, has provided an avenue to address new kinds of strategic offensives arms that might emerge after the treaty entered into force. Yet, as some experts have noted, the next arms control arrangement may aim to require a stronger, more effective new kinds of strategic offensive arms clause, such as one that applies to both nuclear and non-nuclear weapons of strategic range and automatically makes new kinds accountable to the terms of the arrangement.

Arms control at a time like this, when Russia has brandished its nuclear arsenal on multiple occasions during its war in Ukraine, becomes all the more important. Arms control can mean not only limitations on the numbers and the kinds of nuclear weapon systems but also informative data exchanges, boots-on-the-ground inspections at nuclear facilities, and crisis communication channels—all of which shed light on what a country holds in its nuclear arsenal.

The challenge presently facing the Biden administration can be described less as deciding whether arms control is worthwhile and valuable to U.S. national security interests, as it clearly is, and more as determining how to preserve, expand, and advance arms control given the differing U.S. and Russian agendas and, more notably, the despicable war waged in Ukraine by Russia.

Next Steps in U.S.-Russian Arms Control

The crucial questions at this juncture are when the United States and Russia should begin formal arms control negotiations and, relatedly, if the start of those negotiations relies on Ukraine and Russia first reaching some type of peace agreement.

After Russia invaded Ukraine in February, the Biden administration rightly paused the U.S.-Russian Strategic Stability Dialogue. Biden and Putin revived the dialogue in 2021, which then convened in July, September, and January. In the last meeting, Moscow had coopted the dialogue for its own purposes by deviating from the usual established agenda and inserting its demands for security guarantees from Washington and NATO, styled to lay the diplomatic groundwork for its invasion of Ukraine less than two months later. Thus, the bilateral dialogue is no longer a suitable place for genuine arms control discussions at this time. Plus, the dialogue, which covers topics outside of arms control, is not equivalent to a venue for formal arms control negotiations, and the latter is where Washington and Moscow must go.

Launching formal arms control negotiations on a New START replacement as Russia commits more atrocities in Ukraine will take tremendous political will. Yet, given the risks the Russian nuclear arsenal poses, it remains essential that the United States, with support from its allies and partners, engages in serious, nose-to-the-grindstone negotiations with Russia. A Russian nuclear arsenal with no limits or transparency would only heighten the risks of intended or unintended nuclear escalation and miscalculation in areas of conflict, such as Ukraine. Thus, the sooner the better that those negotiations begin.

With this recognition, by the end of 2022 at the absolute latest, there are two actions that Washington and Moscow must accomplish:

  1. The United States and Russia must launch formal bilateral negotiations on a new arms control arrangement(s) to supersede New START.
  2. Russia must end its restriction of New START on-site inspections at its nuclear facilities subject to the treaty and cooperate in the resumption of the inspections soon thereafter. However, formal arms control negotiations should not be contingent on the resumption of New START inspections.

During the formal U.S.-Russian arms control negotiations, the following should constitute the main objectives for a New START follow-on arrangement.

Central Limits

The central limits of the new arrangement should further reduce the size of U.S. and Russian strategic nuclear arsenals and incorporate new nuclear weapon capabilities. New START imposes caps on ICBMs, SLBMs, and heavy bombers assigned a nuclear mission, and a new arrangement should maintain restrictions on those capabilities while adding restrictions on new ones, such as Russia’s Poseidon nuclear-powered torpedo. The new arrangement should also more specifically capture intercontinental, ground-launched missiles, for although Russia’s Avangard fell under the treaty due to its pairing with a treaty-accountable delivery vehicle, future systems of this type may not necessarily be covered.

The new limit for strategic nuclear warheads should be lowered from 1,550 to 1,000. In 2013, the Obama administration determined that the U.S. nuclear arsenal could be reduced by up to one-third below the New START level without any ill effects on U.S. national security and nuclear deterrence. Although the strategic environment has changed since then with Russia’s new nuclear delivery systems and China’s expanding nuclear arsenal, so have U.S. nuclear weapon systems advanced in their abilities, meaning that the Pentagon can do more with less. Like-for-like limitations are not particularly helpful in today’s day and age, and the Pentagon’s calculation for what kind of and how many capabilities are needed to meet which threats should be reevaluated.

Furthermore, while the Pentagon projects that Beijing aims to have 1,000 strategic nuclear warheads by 2030, this is ultimately an estimation, and the Pentagon has made enormously wide-ranging projections in the past. Even so, attempts to include China in U.S.-Russian arms control have been met with only failure thus far, which is unlikely to change now. Allowing three nuclear-armed countries to go without limits on their arsenals because one would not join in arms control would be an act of sheer folly.

Lastly, at the very least, if the United States and Russia arrive in 2026 with no new arms control arrangement, the two countries must make a mutual commitment to continue adhering to the central limits of New START until such an arrangement is in place.

INF Missiles

The new arrangement should prohibit the development or limit the deployment of at least some types of missiles formerly banned by the INF Treaty. Although flawed, Russia’s proposal for a moratorium on the deployment of INF missiles, plus some verification measures, can serve as a starting point.

There are various routes available. For instance, one option could be to ban all nuclear ground-launched, intermediate-range missiles, as suggested by Rose Gottemoeller, chief U.S. negotiator for New START. Another option could be to prohibit the deployment of ground-launched, intermediate-range nuclear ballistic and cruise missiles in Europe and to the west of the Ural Mountains. Any of these or other options must ensure that verification is a key component and that Russia will address the currently deployed 9M729 missiles.

The motivation to pursue a variation of the INF Treaty in the next arms control arrangement rests on the fact that neither the United States nor Russia can afford another expensive, unnecessary arms race with another class of weapon and that these weapons heighten tensions. U.S. military officials have already expressed skepticism over efforts to bring ground-launched intermediate-range missiles to the Army.

There have also emerged issues with locations to base these missiles in Europe and Asia, a challenge that the Army has acknowledged. While Army Secretary Christine Wormuth argued in May that finalizing such basing decisions do not need to be made before the development of these missiles, experts have disputed this notion, as the location of the missile will influence its range requirement.

Furthermore, a U.S. introduction of these missiles into Europe (which would require NATO’s cooperation) would serve as a provocative threat to Russia, which has stated that it will respond in kind. In such a scenario, Europe would become flooded with missiles that are not a proven military necessity and would compromise European security.

Non-Strategic Nuclear Weapons

The new arrangement should address non-strategic, or tactical, nuclear weapons. With an estimated 1,900 Russian tactical nuclear weapons in central storage and 100 U.S. tactical nuclear weapons deployed in Europe, these weapons are a point of interest for both countries.

Tactical nuclear weapons are understood as being designed for battlefield, or so-called limited, nuclear use and possessing shorter ranges and lower yields than strategic nuclear weapons. The thought process informing the development and the deployment of tactical nuclear weapons has generally been to have a smaller, more precise nuclear weapon that is more prompt than a strategic nuclear weapon. Yet, for comparison, the bomb dropped on Hiroshima was about 15 kilotons, which would be defined as tactical today, and many modern tactical nuclear weapons have far greater yields, into the hundreds.

“No one knows if using a tactical nuclear weapon would trigger full-scale nuclear war,” wrote Nina Tannenwald, an international relations professor at Brown University, in March.

Past arms control arrangements have yet to cover tactical nuclear weapons, though it has been a longtime goal to do so.

Numerous challenges lay ahead for incorporating tactical nuclear weapons into the next U.S.-Russia arms control arrangement (e.g., mutually agreeing to definitions of relevant terms, addressing the differing numbers of tactical nuclear weapons in each arsenal, establishing a suitable verification regime, etc.). Therefore, a simple option to begin tactical nuclear arms control would be to agree to exchange detailed declarations on tactical nuclear stockpiles, including warheads in storage.

Missile Defense

The new arrangement should institute numerical limits on missile defense interceptors and launchers. Given Russian (and Chinese) longtime concerns about U.S. missile defenses, there is almost no way in which a new arms control arrangement would be reached without effective limits on U.S. missile defense systems. Despite the technical challenges, the unimpressive testing record, and the steep costs for missile defense systems, the United States has continued to pursue these capabilities and dismiss any limits on them.

The ABM Treaty, as amended in 1974, limited the United States and Russia to 100 ground-based missile interceptors deployed at one site. Such a numerical limit could be revived without any adjustment to current or future force levels. In addition, the verification regime of the new arms control arrangement could require, similar to New START, a quota for on-site visits to missile defense facilities and advance notifications before interceptor flight tests.

Missile defense systems, particularly those meant to intercept strategic threats, do not perform reliably and effectively even under the most scripted of conditions and therefore do not provide reliable protection, making it no great loss to agree to reasonable limits on those systems. Besides, the United States agreeing to limit the quantity, location, and capability of missile interceptors for a limited ballistic attack from Iran or North Korea should not impede fielding the interceptors in a sufficient number.

Verification Regime

The new arrangement should maintain an on-site inspections and verification regime, similar to that of New START. The U.S. military has repeatedly gone on the record to confirm the great value of the New START verification regime, as, for instance, the information gathered through data exchanges cannot necessarily be attained through other avenues.

Although adjustments will likely have to be made to establish the process for inspections of new kinds of nuclear delivery vehicles, these should be rather straightforward changes.

Additional Nuclear-Armed Countries

U.S.-Russian arms control does not and should not exist in a silo. Therefore, alongside the steps on a new U.S.-Russian arms control arrangement outlined above, the following actions should also be taken:

  1. The five NPT-recognized nuclear-weapon states should implement various, effective risk reduction and conflict escalation management measures.

    A measure that should be implemented as soon as possible is the official establishment and the consistent use of hotlines, or direct communication channels, between both political and military leaders of different countries. Washington and Moscow established a similar deconfliction line a few days after the start of Russia’s invasion of Ukraine, which proved a smart move as Russian missile strikes crept closer to NATO borders. In May and October, U.S. Defense Secretary Lloyd Austin and Gen. Mark Milley, Chairman of the Joint Chiefs of Staff, talked to their Russian counterparts in an attempt to gain clarity on various claims and avoid miscommunication or escalation.

    Additional potential measures include delaying tests of nuclear weapon delivery systems and nuclear exercises or related activities that could be perceived as particularly provocative. Austin delayed then canceled a scheduled test of the U.S. Minuteman III ICBM in early March to guard against any worst-case assumptions. Unfortunately, the United States and NATO moved ahead with the scheduled Steadfast Noon nuclear exercise in October, while Russia proceeded with nuclear exercises in the Kaliningrad enclave in May and in the Ivanovo province in June and has just begun its annual Grom exercises.
     
  2. The United States must, if it has not already, invite China to officially establish a U.S.-Chinese strategic stability dialogue that includes arms control among its main topics for discussion. Washington must propose to design the dialogue as a venue in which to set the foundation for potential arms control in the future. This means building familiarity with each country’s arms control officials, establishing a glossary of terminology for more detailed discussions, and so on. The first session of the dialogue should not include a demand that China immediately join in U.S.-Russian arms control processes, as that would likely prompt Chinese officials to walk right back out the door. Creating an official U.S.-Chinese strategic stability dialogue is the first step in a very long potential multilateral arms control endeavor.

    In addition, the United States can consider augmenting the P5 forum—which involves senior officials from Washington, Moscow, London, Paris, and Beijing discussing their NPT obligations—to feature more formal arms control discussions and perhaps, in time, negotiations. One possibility in this venue is for China, France, and the United Kingdom to report on their total nuclear weapons holdings and freeze the size of their nuclear stockpiles so long as the United States and Russia pledge to pursue deeper verifiable reductions in their arsenals.

The top priority must be for the two countries to, at least, continue adhering to New START’s central limits until they successfully negotiate a new arrangement, although the better option would be to secure lower limits on strategic nuclear warheads and delivery systems in U.S. and Russian arsenals.

From there, Washington and Moscow can tackle missiles formerly banned by the INF Treaty, tactical nuclear weapons, U.S. missile defenses, and new and emerging technologies in the space and cyber domains, in this general order.

The achievement of a U.S.-Russian arms control framework to replace New START, plus the other actions for the five NPT-recognized nuclear powers, will require unwavering political will and determination in the currently charged strategic landscape, as well as pragmatism and compromise. However, the outlined steps must be taken to guard against the outbreak of nuclear war.

History demonstrates that the benefits of bilateral arms control agreements involving the possessors of the world’s two largest nuclear arsenals have consistently outweighed the costs. Now is the time to absorb lessons learned from previous arms control efforts and apply them to the negotiation of a new, effective, and more comprehensive arms control arrangement between the United States and Russia that addresses today’s current strategic and geopolitical environment, and before the existing nuclear arms control regime under New START ends. —SHANNON BUGOS, senior policy analyst

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Even while rallying the world in support of Ukraine’s defense against Russia’s invasion and ongoing attacks, Washington must pursue the negotiation of a new arms control arrangement to supersede New START sooner rather than later.

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Ukraine isn't the world's only nuclear flashpoint: Taiwan crisis is getting ugly

Thanks to Vladimir Putin's recent implicit threat to employ nuclear weapons if the U.S. and its NATO allies continue to arm Ukraine — "This is not a bluff," he insisted on Sept. 21 — the perils in the Russo-Ukrainian conflict once again hit the headlines. And it's entirely possible, as ever more powerful U.S. weapons pour into Ukraine and Russian forces suffer yet more defeats , that the Russian president might indeed believe that the season for threats is ending and only the detonation of a nuclear weapon will convince the Western powers to back off. If so, the war in Ukraine could prove...

The Cuban Missile Crisis at 60: Six Timeless Lessons for Arms Control


October 2022
By Graham Allison

October marks the 60th anniversary of the most dangerous crisis in recorded history. In October 1962, U.S. President John Kennedy faced off with Soviet leader Nikita Khrushchev in an eyeball to eyeball confrontation, each with his nation’s nuclear arsenal in hand. In the midst of the crisis, in a quiet aside with his brother, Kennedy offered his estimate that the risks of nuclear war were between one in three and even. Nothing that historians have discovered in the decades since has lengthened these odds. Had this crisis ended in nuclear war, hundreds of millions of people in the Soviet Union, the United States, and Europe could have experienced sudden death.

This photograph of a ballistic missile base in Cuba was among the evidence that helped persuade U.S. President John Kennedy to order a naval blockade of Cuba during the Cuban missile crisis in October 1962. (Photo by Getty Images)As the best documented major crisis in history, in substantial part because Kennedy secretly taped the deliberations in which he and his closest advisers were weighing choices they knew could lead to a catastrophic war, the Cuban missile crisis has become the canonical case study in nuclear statecraft. Over the decades since, key lessons from the crisis have been adapted and applied by the successors of Kennedy and Khrushchev to inform fateful choices. Of the many lessons from this nearly apocalyptic episode, six offer timeless insights for arms control.

First, to survive in a world of mutually assured destruction or MAD, a nuclear power must constrain itself and find ways to persuade its nuclear adversary to constrain itself. MAD is the acronym used by Cold War strategists to capture the essence of objective conditions in which a nuclear power cannot attack an adversary that has a robust nuclear arsenal without triggering a response that destroys itself. Thus, even if country A can destroy country B totally, it cannot do so without B responding with an attack that destroys itself. A nation’s choice to attack an adversary that has a reliable second-strike nuclear arsenal is therefore functionally equivalent to a choice to commit national suicide. In these conditions, a nation’s survival requires it to coexist with its adversary since the alternative is to co-destruct.

Second, from the brute fact that “a nuclear war cannot be won” because at the conclusion the attacker would also have lost their own society, U.S. President Ronald Reagan drew a large categorical imperative: a nuclear war “must therefore never be fought.” Reagan’s often-repeated one-liner, that “a nuclear war cannot be won and must therefore never be fought,” almost says it all.

Reagan struggled with this radical, disruptive, profound truth. However good the United States was—very, he believed—and however evil the “Evil Empire” was, as he rightly named the Soviet Union, if these two deadly adversaries could not fight a nuclear war or a full-scale conventional war that would likely escalate to nuclear war, then what? Then, the whole character of their competition would have to be fundamentally different from relations between great powers through previous centuries. As Kennedy summarized his own attempt to internalize this fact, because “we cannot end now our differences, at least we can help make the world safe for diversity.”

Lesson three spotlights the necessity for communication, especially private communication, between leaders of nuclear-armed states. Prior to the missile crisis, Kennedy and Khrushchev developed a back channel in which they exchanged private letters. During the crisis, U.S. Attorney General Robert Kennedy communicated secret messages from his brother the president to Khrushchev through the Soviet ambassador in Washington, Anatoly Dobrynin, including the terms of a secret deal that led to peaceful resolution of the crisis.

Yet, the technologies of the day through which these communications were transmitted took 11 hours. In a case where messages were being sent about urgent issues, such delay obviously risked catastrophe. Thus, immediately after the missile crisis, Kennedy proposed and Khrushchev accepted the establishment of the hotline that allowed direct, secret telephone communication between the leaders.

U.S. President John Kennedy signs the order for a naval blockade of Cuba on October 23, 1962 at the White House during the Cuban missile crisis. (Photo by -/AFP via Getty Images)Kennedy believed that the most important lesson of the missile crisis was the necessity for mutual constraints, which he understood required unilateral constraints. In the major foreign policy speech of his career, the American University commencement speech given five months before he was assassinated, Kennedy highlighted what he identified as the central takeaway from the missile crisis: “Above all, while defending our own vital interests, nuclear powers must avert those confrontations which bring an adversary to a choice of either a humiliating retreat or a nuclear war.” This meant avoiding repeats of confrontations like the Cuban missile crisis because if there was a one-in-three chance of nuclear war in that case and if this game of nuclear Russian roulette were replayed repeatedly, the likelihood of nuclear war would approach certainty.

The fifth lesson requires that adversaries find ways to constrain their own unilateral activities, including in explicit agreements, as the price for inducing their adversary to accept mutual restraints. Thus began what has been known in the decades since as arms control. Kennedy’s unilateral announcement that the United States was ending all nuclear testing in the atmosphere challenged the Soviet Union to match it in kind. In fact, Khrushchev did. This was followed by negotiations that over time produced constraints on deployment of offensive nuclear weapons (the Strategic Arms Limitations Talks and the strategic arms reduction treaties) and defenses against ballistic missiles (the Anti-Ballistic Missile Treaty). Each of these treaties was in essence a bargain in which both nations agreed to forgo actions they would otherwise have taken in exchange for the other doing likewise.

Particularly for a state that identified itself as and truly was a superpower, the proposition that U.S. policymakers would forgo actions they felt advanced U.S. interests in exchange for an adversary forgoing actions that the United States judged threatening to its interests was almost unthinkable. Thus, for example, when Reagan agreed to eliminate U.S. intermediate-range nuclear-armed missiles as the price for Soviet leader Mikhail Gorbachev eliminating the Soviets’ intermediate-range nuclear-armed missiles, he was denounced by hawkish commentators.

The leading conservative intellectual of the time, William Buckley, devoted an entire issue of his National Review to condemning Reagan’s Intermediate-Range Nuclear Forces Treaty as a “suicide pact.” Columnist George Will wrote in 1987 that “Reagan has accelerated the moral disarmament of the West—actual disarmament will follow.” About such criticism, Reagan observed, “Some of my more radical conservative supporters protested that in negotiating with the Russians I was plotting to trade away our country’s future security. I assured them we wouldn’t sign any agreements that placed us at a disadvantage, but still got lots of flak from them—many of whom, I was convinced, thought we had to prepare for nuclear war because it was ‘inevitable.’”

The sixth lesson recognizes that to avoid future confrontations like the Cuban missile crisis would require finding ways to prevent the spread of nuclear weapons to additional states. Kennedy was haunted by the specter of “the possibility in the 1970s of the president of the United States having to face a world in which 15 or 20 or 25 nations may have these weapons” (fig. 1). As he said, “I regard that as the greatest possible danger and hazard.”

Source: Graham Allison

 

To escape that future, the United States launched a series of initiatives that created the nonproliferation regime, the centerpiece of which is the nuclear Nonproliferation Treaty (NPT). In that treaty, non-nuclear-weapon signatories forswore nuclear weapons in exchange for other states, including their adversaries or potential enemies, making an equivalent pledge. In contrast to the 15 or 25 nuclear-weapon states that Kennedy envisaged, today just nine states have nuclear weapons.

Six decades on, the Cuban missile crisis remains a pivotal moment in arms control. Given the nightmare that could have been, the world can be grateful for generations of effort that literally bent this arc of history. Yet, given the pressures for further proliferation of nuclear weapons resulting from the lessons leaders are now drawing from Russia’s war against Ukraine, as well as the U.S. invasion of Iraq in 2003 and the toppling of Libyan leader Moammar Gaddafi in 2011, sustaining this success will require another burst of strategic imagination and relentless effort in the decades ahead.


Graham Allison is the Douglas Dillon Professor of Government at Harvard University’s Kennedy School of Government. His latest book is Destined for War: Can America and China Escape Thucydides’s Trap? His first book was Essence of Decision: Explaining the Cuban Missile Crisis.

What lessons from the Cuban missile crisis can be applied to today's confrontation with Russia? Nuclear expert Graham Allison has some answers.

U.S. Conditions Talks on New START Inspections


October 2022
By Shannon Bugos

The United States declared in September that any negotiation of a new nuclear arms control arrangement to follow on from the 2010 New Strategic Arms Reduction Treaty (New START) depends on the resumption of the treaty’s on-site inspections of nuclear-related facilities, which Russia has impeded.

U.S. Air Force Staff Sergeant Wesley Baptiste (L) and Airman Daniel Peryer perform a “simulated missile reduction” in accordance with the New Strategic Arms Reduction Treaty at Minot Air Force Base, North Dakota, in 2011. Such inspections, and the treaty itself, are now at risk because of Russia's failure to resume the inspections amid its war on Ukraine.  (Photo credit: U.S. Air Force/Airman 1st Class Desiree Esposito)The two countries agreed to suspend inspections in March 2020 due to the COVID-19 pandemic. Although talks had been ongoing since last year to resume these inspections, Russia undermined such efforts and further extended the pause with its decision in August to prohibit inspections of its relevant facilities subject to New START. (See ACT, September 2022.)

“The first step is to resume inspections” under New START, “and we have been trying to work with the Russians toward that end,” a U.S. National Security Council spokesperson said on Sept. 1. New START is the last remaining U.S.-Russian nuclear arms control agreement and will expire in February 2026. Washington paused arms control talks with Moscow following the Russian invasion of Ukraine in February. (See ACT, March 2022.)

Russia claimed that its flight crew and inspectors have faced difficulties in obtaining the necessary documents, such as visas, to carry out inspections in the United States, which has imposed, alongside U.S. allies, sanctions and restrictions on Russia due to its invasion of Ukraine.

But U.S. State Department spokesperson Ned Price said on Aug. 16 that “U.S. sanctions and restrictive measures imposed as a result of Russia’s war against Ukraine are fully compatible” with New START and “don’t prevent Russian inspectors from conducting treaty inspections in the United States.” Another State Department spokesperson later added, “The United States has and will continue to engage Russia on the resumption of inspections through diplomatic channels,” such as the Bilateral Consultative Commission established by the treaty to address implementation and verification concerns.

Although the pause of on-site inspections is concerning, U.S. officials continue to assess that Russia does not appear poised to employ nuclear weapons imminently.

Since the outset of the war, the United States has consistently monitored Russian nuclear forces for any signs of impending use, thus far seeing none.

Against this backdrop of rising tensions, the United States moved ahead with a long-planned test of an unarmed nuclear-capable intercontinental ballistic missile (ICBM), the Minuteman III, on Sept. 7. The test ICBM carried three reentry vehicles and traveled 4,200 miles from Vandenberg Space Force Base in California to a test range at the Kwajalein Atoll in the Marshall Islands.

In March, the Pentagon delayed and then cancelled an ICBM test so as not to exacerbate tensions amid the Russian war in Ukraine. It also delayed by two weeks an ICBM test in August due to heightened tensions with China over Taiwan. (See ACT, April and September 2022.)

Meanwhile, Moscow announced in mid-August the deployment of Kinzhal hypersonic air-launched ballistic missiles on Mikoyan MiG-31 fighter jets based at the Chkalovsk Air Base in the Kaliningrad enclave as part of “additional measures of strategic deterrence,” according to the Russian Defense Ministry. Although the deployed missiles are conventional, the Kinzhal is thought to be nuclear capable.

Over the course of the war, Russia has used Kinzhal missiles to strike targets in Ukraine in March and possibly in May, leading a U.S. defense official to estimate that Russian forces have employed about a dozen hypersonic missiles in total. (See ACT, April and June 2022.)

“We have deployed [the Kinzhal system] three times during the special military operation” in Ukraine, Russian Defense Minister Sergei Shoigu said in an Aug. 31 interview with Russian media, “and three times it showed brilliant characteristics.” U.S. defense officials, in contrast, have asserted that the Russian use of hypersonic weapons has not proved to be a game-changing decision in the war.

Russia declared that the United States would become a party to the conflict if it “cross[ed] the red line” by supplying Ukraine with longer-range missiles, such as the Army Tactical Missile System that has a range of up to 300 kilometers.

“We reserve the right to protect the Russian territory by all available means,” Maria Zakharova, Russian Foreign Ministry spokesperson, said in a Sept. 15 briefing.

Russia and the United States suspended inspections in 2020 due to the COVID-19 pandemic; Russia has extended the pause.

U.S. Offering More Arms to Taiwan


October 2022
By Jeff Abramson

The Biden administration has notified Congress of its plan to offer more than $1 billion in weapons and military support to Taiwan as leaders in the Senate advanced legislation for even more armaments in the coming years, drawing new expressions of concern from China.

As tensions over Taiwan grew, the U.S. Senate Foreign Relations Committee approved the Taiwan Policy Act of 2022, sponsored by Chairman Bob Menendez (D-NJ), shown in photo, and Sen. Lindsey Graham (R-SC), to boost foreign military financing funds for the self-governing democracy that China claims as its own. The legislation must next be approved by the full Senate.  (Photo by Kevin Dietsch/Getty Images)The latest potential weapons deals, announced Sept. 2, would provide Taipei with support for its radar surveillance capabilities, as well as 60 anti-ship Harpoon missiles and 100 short-range air-to-air Sidewinder missiles. In total, the administration has proposed more than $2 billion in weapons transfers to Taiwan through the Foreign Military Sales (FMS) program, which includes whole or parts of weapons systems or support services for tanks, combat vehicles, howitzers, ships, and Patriot air defense systems. Congress has 30 days to disapprove the latest sales before the administration can proceed, but no serious effort is being made to block them.

Thus far, the Biden administration has not proposed new sales of weapons with a higher international profile, such as F-16 fighter aircraft, or longer-range capabilities, such as the Army Tactical Missile Systems and Standoff Land Attack Missile Expanded Response, all of which were among more than $18 billion in FMS program notifications during the Trump administration. Such weapons give Taiwan more capabilities to attack the Chinese mainland, approximately 110 miles away.

The Biden administration appears to be following what some are calling the “porcupine” strategy, whereby Taiwan is so well provisioned with weapons that any attempt by China to invade and occupy the country would prove extremely difficult and costly.

Less than two weeks after the arms sale notification, the Senate Foreign Relations Committee approved the Taiwan Policy Act of 2022. A vote of the full Senate has not been scheduled.. Authored by committee Chairman Bob Menendez (D-N.J.) and Sen. Lindsey Graham (R-S.C.), the committee added an additional year and $2 billion in foreign military financing funds to the original bill, raising it to $6.5 billion through fiscal year 2027.

The legislation also directs the State and Defense departments and contractors to expedite FMS program requests from Taiwan.

Menendez welcomed the committee’s vote on Sept. 14, saying that “we are carefully and strategically lowering the existential threats facing Taiwan by raising the cost of taking the island by force so that it becomes too high a risk and unachievable.” In an op-ed in The New York Times in August, he wrote, “We saw the warning signs for Ukraine in 2014 and failed to take action that might have deterred further Russian aggression. We cannot afford to repeat that mistake with Taiwan.”

In recent months especially after House Speaker Nancy Pelosi visited Taiwan on Aug. 2–3, security concerns around Taiwan have increased, with China and the United States conducting military exercises. China reacted negatively to the latest potential arms sales and legislation, including by sanctioning directors of U.S. weapons manufacturers Raytheon and Boeing.

China claims that Taiwan, a self-governing democracy, is part of China and has vowed to reunite it with the mainland by force if necessary. U.S. President Joe Biden recently suggested that the United States would directly intervene militarily if needed on behalf of Taiwan in the event of a conflict with China. Interpreted by some experts as a change in the long-standing U.S. “One China” policy, such comments have been walked back by U.S. officials, but still have contributed to mounting tensions.

The latest U.S. offer is valued at $1 billion, as Taiwan seeks to build its defenses amid rising tensions with China.

ATT Meeting Focuses on Post-Transfer Arms Controls


October 2022
By Jeff Abramson

Improving control over weapons after they have been delivered was the theme of the annual conference of states-parties to the Arms Trade Treaty (ATT), which took place during a time of massive weapons transfers by treaty members responding to the Russian invasion of Ukraine.

The annual conference of states-parties to the Arms Trade Treaty discussed improving controls over weapons after their delivery against the backdrop of the Russian war on Ukraine. In this photo, Ukrainian forces fire a U.S.-made M777 howitzer on the front line in the Kharkiv region of Ukraine on Aug. 1.   (Photo by Sergey Bobok/AFP via Getty Images)Under the treaty, member states agree to consider the risks that arms transfers would undermine peace and security or facilitate serious violations of international humanitarian or human rights laws. Very little discussion of specific transfers took place during the formal sessions, held in Geneva on Aug. 22–26, but a few countries spoke of the war in Ukraine, saying that the treaty should be interpreted so as to prohibit transfers to Russia.
(See ACT, October 2021.)

For example, the Netherlands called “on all our ATT partners to refrain from supplying weapons to the Russian Federation due to an overriding risk of misuse.” The United Kingdom encouraged all states-parties that have not suspended such transfers “to reconsider, in line with their treaty obligations.” The European Union argued that, “[i]n the current unprovoked and unjustified war of aggression by Russia in Ukraine, given the many grave breaches by Russia of the Geneva Conventions, including attacks directed against civilian objects or civilians, arms transfers to Russia would not be permitted under the ATT.”

Austria, while noting that its neutrality leads it not to provide weapons to Ukraine, said, “we fully acknowledge the right of Ukraine to acquire arms for self-defense against the illegal invasion by Russia.” Although Ukraine is a signatory, neither it nor Russia are states-parties to the treaty or are mentioned in the final report that was adopted by conference participants.

Delegates considered a range of recommendations for the post-shipment phase of transfers with the goal of preventing weapons diversion and addressing risks associated with the arms trade. In the final report, states-parties were encouraged to continue such discussions, which also will be taken up in the working group on effective treaty implementation.

Noting that discussion of specific transfers is often lacking, Cindy Ebbs, co-director of the civil society coalition Control Arms, told Arms Control Today on Sept. 14 that it was a positive sign that the Diversion Information Exchange Forum met for the first time during this year’s conference. Established in 2020 but delayed from meeting in person because of the COVID-19 pandemic, the forum is meant to provide an opportunity for states to share cases of suspected or detected diversion. It is controversial because it is open only to states-parties and signatories. (See ACT, September 2020.)

During the forum, four countries discussed specific diversion cases in what was reported to be a productive exchange. Ebbs continued to argue that the forum should be open to civil society, but welcomed the effort for countries to discuss concrete implementation challenges.

With the recent ratifications by Gabon and the Philippines, the ATT has 112 states-parties. The United States, whose 2013 signature to the treaty was rejected by President Donald Trump in 2019, sent a delegation to the meeting, which did not speak during the formal sessions. Last year, the U.S. delegation indicated that a new conventional arms transfer policy would be released shortly and help define Washington’s relationship to the treaty. That policy has yet to be released.

The ninth conference of ATT states-parties, led by South Korea, will be held in Geneva on Aug. 21–25, 2023, with an expected special focus on the role of industry.

As weapons shipments flood Ukraine, states-parties to the Arms Trade Treaty are discussing improving controls over weapons after they have been delivered.

Iran Nuclear Deal Talks Stall Again

EU foreign policy chief Josep Borrell said he does not have “anything more to propose” to break the impasse between the United States and Iran over an agreement to restore the 2015 nuclear deal, known as the Joint Comprehensive Plan of Action (JCPOA). Momentum toward a deal to restore the JCPOA flagged in late August after Iran demanded additional changes to draft accord. Borrell said Sept. 14 that the two sides had been converging toward a deal, but that the “last proposals from the Iranians were not helping.” He expects the stalemate to persist given the “political situation” in the United...

U.S., Russia Agree to Call for Negotiating New START Successor

The United States and Russia committed to a statement expressing the need for the world’s two largest nuclear-weapon states to negotiate a follow-on arms control arrangement to the 2010 New Strategic Arms Reduction Treaty ( New START ), which expires in under four years. This commitment came during the monthlong 10 th review conference for the 1968 nuclear Nonproliferation Treaty ( NPT ) held in August, at which U.S. President Joe Biden stated that his administration stands prepared to begin such arms control talks. “The Russian Federation and the United States commit to the full...

An Opening for Renewed Disarmament Diplomacy


September 2022
By Daryl G. Kimball

In addition to increasing human suffering and reminding the world of the risks of nuclear weapons, the Russian war on Ukraine halted U.S. and Russian arms control talks that are necessary to maintain verifiable caps on, perhaps even reduce, the world’s largest nuclear arsenals. But now there is an opportunity for renewing disarmament diplomacy.

Photo by Vasily Maximov/AFP via Getty Images)U.S. President Joe Biden, building on his letter to the Arms Control Association on June 2 in which he said that “our progress must continue beyond the New START [New Strategic Arms Reduction Treaty] extension,” issued a statement on Aug. 1 at the start of the 10th review conference of the nuclear Nonproliferation Treaty (NPT) in which he declared, “Even at the height of the Cold War, the United States and the Soviet Union were able to work together to uphold our shared responsibility to ensure strategic stability. Today, my administration is ready to expeditiously negotiate a new arms control framework to replace New START when it expires in 2026. But negotiation requires a willing partner operating in good faith.”

This call for further nuclear arms control negotiations was welcomed by dozens of states at the NPT review conference, where frustration over the deficit in disarmament diplomacy ran high. Importantly, the United States and Russia agreed in the draft NPT document “to pursue negotiations in good faith on a successor framework to New START before its expiration in 2026, in order to achieve deeper, irreversible, and verifiable reductions in their nuclear arsenals.” Despite Russia’s decision to block consensus on the draft NPT document over other issues, both sides should follow through on the New START follow-on talks.

Without new arrangements to supersede New START, there will be no limits on the size or composition of the world’s two largest nuclear arsenals for the first time since 1972. Moreover, efforts to engage China and the other nuclear-armed states in the disarmament enterprise will fall flat, and the dangers of unconstrained global nuclear arms racing will only grow.

Although Biden and Russian President Vladimir Putin say they want to negotiate new arms reduction agreements, they have not resumed their dialogue, and each suggests progress depends on the other.

Russia says it supports New START and talks on follow-on agreements, but first wants more details on the Biden administration’s proposal for talks. Complicating matters, Russia announced on Aug. 8 that it would not allow the resumption of inspections under New START that were suspended in 2020 due to the COVID-19 pandemic. Russia claims that U.S. travel restrictions make it difficult for Russia to conduct inspections of U.S. nuclear installations while U.S. inspectors do not face similar rules.

Given that the war in Ukraine could drag on indefinitely and that time is running short on New START, it is imperative that Moscow and Washington immediately resolve the differences blocking the restart of New START inspections and begin negotiations, without conditions, on new arms control arrangements to supersede New START.

The key objective should be deeper, verifiable reductions to a total of 1,000 deployed strategic nuclear warheads and delivery systems per side, which would be roughly a 33 percent decrease from the levels in New START.

New understandings need not be expressed as formal treaties that require approval by the Russian Duma and the gridlocked U.S. Senate. Binding executive agreements, like the first U.S.-Soviet arms control deal, would suffice.

At a minimum, U.S. and Russian leaders should issue unilateral reciprocal commitments to respect the central limits of New START until such time as new agreements that supersede New START are concluded. With the recent collapse of the Intermediate-Range Nuclear Forces Treaty, negotiators also should pursue a verifiable moratorium on the deployment in Europe of missiles formerly banned by the treaty.

Progress will not be easy and political support is not assured. With the Dr. Strangelove Caucus in Congress already clamoring for the United States to abandon New START, the Biden administration and nongovernmental organizations committed to nuclear risk reduction need to expand their efforts.

Franklin Miller, a former Defense Department official, argues that, in response to China and Russia, the United States should withdraw from New START to allow a buildup from the current level of 1,550 deployed strategic warheads to 3,000 or 3,500. Such radical notions would repudiate 50 years of U.S. policy, violate U.S. legal obligations under the NPT to pursue disarmament, and open the door to a dangerous new era of nuclear arms racing and nuclear proliferation.

Negotiations on a New START follow-on framework are essential to reduce the Russian nuclear threat, constrain a potential Chinese nuclear buildup, and lower the risk of nuclear conflict. Now is the time for Washington and Moscow to resume talks on nuclear arms control. In 1979, Sen. Biden (D-Del.) told an Arms Control Association meeting that “[p]ursuing arms control is not a luxury or a sign of weakness, but an international responsibility and a national necessity.” That was true during the Cold War, and it remains true today.

 

In addition to increasing human suffering and reminding the world of the risks of nuclear weapons, the Russian war on Ukraine halted U.S. and Russian arms control talks that are necessary to maintain verifiable caps on, perhaps even reduce, the world’s largest nuclear arsenals. But now there is an opportunity for renewing disarmament diplomacy.

China Reacts Aggressively to Pelosi's Taiwan Visit


September 2022
By Michael T. Klare

Amid growing tensions between Beijing and Washington, the visit to Taiwan by U.S. House Speaker Nancy Pelosi on Aug. 2 prompted unusually muscular and protracted maneuvers by the Chinese military. China’s top leaders, including President Xi Jinping, had long warned their U.S. counterparts to avoid showing support for what they call independence forces on Taiwan, insisting that such moves risked inviting a harsh Chinese military response.

China reacted with aggressive military maneuvers after U.S. House Speaker Nancy Pelosi (D-CA), (L) visited Taiwan on Aug. 3 and met the president of the self-governing island, Tsai Ing-wen. (Photo by Chien Chih-Hung/Office of The President via Getty Images)“Those who play with fire will perish by it,” Xi told U.S. President Joe Biden during a July 28 virtual conversation focused on the Taiwan situation. Whether unaware of or unconcerned by the constitutional division of powers between the executive and legislative branches of the U.S. government, Chinese leaders interpreted Pelosi’s visit as an expression of official U.S. support for increased Taiwanese autonomy and responded with a dramatic show of force.

For five days beginning on Aug. 3, the Chinese People’s Liberation Army Navy (PLAN) and Air Force (PLAAF) conducted a complex set of combined maneuvers in the airspace and waters surrounding Taiwan, while PLA Rocket Forces launched multiple ballistic missiles. On Aug. 7, for example, the Taiwanese Ministry of National Defense reported that 14 PLAN warships and 66 PLAAF combat planes engaged in military maneuvers along the median line between China and Taiwan, with some of the aircraft crossing into the eastern, Taiwan-facing side. The following day, the ministry reported that 13 Chinese ships and 39 planes conducted similar maneuvers, with some aircraft again crossing the median line. Meanwhile, Taiwan deployed its own ships and planes in the area to drive off the Chinese intruders, setting the stage for what could have become accidental or unintended clashes between the two sides.

The missile strikes on Aug. 3 entailed the launch of 11 Dongfeng-15 (DF-15) short-range ballistic missiles into waters east, northeast, and southeast of Taiwan. Five of the missiles reportedly landed in the waters of Japan’s declared exclusive economic zone. The DF-15 is a road-mobile, solid-fueled ballistic missile with a maximum range of 900 kilometers and a payload of up to 750 kilograms. Although primarily intended for conventional strikes against high-value enemy assets, such as air bases and command centers, some variants are believed to be capable of carrying nuclear warheads. Many Western observers of the Aug. 3 firings believe that China’s intent was to demonstrate a capacity to endanger shipping around Taiwan should it decide to blockade the island and destroy any enemy ships sent to Taiwan’s aid if it chooses to invade.

The elaborate air and sea maneuvers appear to have had two major objectives: first, to make evident to Taiwanese leaders that China possesses the will and capacity to invade the island if Taiwan moves toward full independence and, second, to provide the PLA and its constituent forces with an opportunity to test their capacity to undertake such a complex and perilous mission.

As a political statement, the Chinese maneuvers appear to have had little impact on the outlook of Taiwan’s leaders. In a televised address on Aug. 4, Taiwanese President Tsai Ing-wen condemned China's aggressive behavior and vowed to "resolutely defend our nation's sovereignty and security as a bulwark of democracy and freedom."

This presents a quandary for Chinese leaders. If a major show of force on this scale fails to make a significant impact on Taiwanese thinking, does Beijing abandon such harsh measures and rely instead on increased trade and tourism, to win the Taiwanese people over; or do they increase the scale and intensity of military operations, prompting a correspondingly larger Taiwanese response and increasing the risk of a violent clash?

The talk from Beijing suggests an inclination to pursue the latter course. On Aug. 7, Chinese state television reported that the PLA will henceforth conduct "regular" military drills on the eastern side of the median line in the Taiwan Strait. Since then, there have been numerous such episodes.

That could make the second goal of the maneuvers even more important. Although the PLA conducts military drills on a regular basis, it rarely conducts combined air-sea-missile exercises on this scale and never in such highly contested waters. From what can be gleaned of the maneuvers, PLA forces sought to engage in combined air-sea operations of a sort that would be required in an actual blockade or invasion of Taiwan.

As would also be expected in such a complex operation, PLA forces employed anti-submarine warfare assets, long-range surveillance drones, and cybercapabilities. Although it is impossible to determine what combat scenarios the PLA leadership envisioned, the PLAAF did deploy several H-6 heavy bombers. That plane originally was designed to deliver nuclear or conventional weapons. The most recent version, the H-6K, is usually equipped with conventionally-armed cruise missiles but a new variant is believed to be intended for nuclear missions.

Beijing unleashed a complex set of maneuvers in the air and sea around Taiwan.

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